Kinetic-Energy Driven Superconductivity

 
 
 The many-body wave function is written in the form ψ(1) = exp(−λK)PGψ0, where K denotes the kinetic energy part (non-interacting part) of the Hamiltonian and PG is the Gutzwiller operator to control the double occupancy with the variational parameter g. ψ0 indicates a trial wave function which is usually taken as the Fermi sea, the BCS wave function or the state with some magnetic (or charge) orders. We can improve the wave function systematically by multiplying by operators PG and exp(−λK) repeatedly. For example, we consider ψ(2) = exp(−λ'K)PG(g')ψ(1) for different variational parameters λ' and g'. This wave function is a very good many-body wave function because the ground-state energy is lowered greatly and the ground-state energy is lower than those that are evaluated by any other wave functions. We also employ the Jastrow-type wave function which is written as ψJ = PGPQPJψ0 where PJ indicates a nearest-neighbor number correlation operator and PQ controls the nearest-neighbor doublon-holon correlation.

Why does the pairing state become stable?

We have shown that the superconducting phase exists in the strongly correlated region of electronic models [3]. We investigated kinetic-energy effect in superconductivity in the strongly correlated phase of the two-dimensional Hubbard model. Let us examine why the superconducting state becomes stable in the strongly correlated region. The Gutzwiller-BCS state is stabilized as a potential energy driven superconductivity because the Coulomb interaction energy is lowered while the kinetic energy increases in this state. In contrast, we showed that in the ψλ-BCS wave function ψλ-BCS = exp(−λK)PGψBCS, the Coulomb energy increases and instead the kinetic energy is lowered in the strongly correlated phase where the Coulomb repulsive interaction U is large. The correlated superconducting state is realized as a kinetic energy driven pairing state and this indicates the enhancement of superconductivity due to kinetic-energy effect.

We estimate the kinetic energy in the superconducting state ψλ-BCS [6]. We define the SC condensation energy ΔEsc as a sum of two contributions ΔEkin-sc and ΔEU-sc which originate from the kinetic energy and the interaction energy, respectively. We have

ΔEsc = ΔEkin-sc + ΔEU-sc.

The kinetic energy in ψλ-BCS is lower than the kinetic energy in the normal state ψλ. The Coulomb energy expectation value increases as Δsc increases. The results show

ΔEkin-sc > 0,   ΔEU-sc < 0,

for ψλ-BCS with U = 18t and the hole density x = 0.12.




Fig. 1. Kinetic-energy difference ΔEkin/N and the kinetic-energy gain ΔEkin-sc/N in the superconducting state ψλ-BCS as a function of U on a 10 × 10 lattice where Ne = 88 and t'= 0. The Coulomb energy EU/N for ψλ and the condensation energy ΔEsc are also shown. We use the periodic boundary condition in one direction and antiperiodic one in the other direction. The y axis on the right shows the superconducting condensation energy ΔEsc and the kinetic condensation energy ΔEkin-sc/N for ψλ.


We define the difference of the kinetic energy as

ΔEkin = EkinG) − Ekinλ),

where EkinG) and Ekinλ) indicate the kinetic energy for ψG and ψλ respectively. We can write ΔEkin = Ekin(λ = 0) − Ekin(λ) for the optimized value of λ. ΔEkin has the close relation with the SC condensation energy ΔEsc and its kinetic part ΔEkin-sc. We show ΔEkin/N in Fig. 1 for x = 0.12 where x is the hole doping rate. The Coulomb energy EU/N and the superconducting condensation energy ΔEsc/N are also shown in Fig. 1. ΔEkin begins to increase after the Coulomb energyEU reaches the peak when U ≈ 8t. The y axis on the right shows ΔEkin-sc/N in Fig. 1. ΔEkin-sc shows a similar behavior to ΔEkin. ΔEkin-sc may change sign as a function of U, which is consistent with the analysis for Bi2Sr2CaCu2O8 + δ [8]. This shows the kinetic-energy-driven enhancement of superconductivity.

References:

[1] T. Yanagisawa et al., J. Phys. Soc. Jpn. 67, 3867 (1998).
[2] T. Yanagisawa, Phys. Rev. B75, 224503 (2007) (arXiv: 0707.1929).
[3] T. Yanagisawa, J. Phys. Soc. Jpn. 85, 114707 (2016).
[4] T. Yanagisawa, J. Phys. Soc. Jpn. 88, 054702 (2019).
[5] T. Yanagisawa, Condensed Matter 4, 57 (2019).
[6] T. Yanagisawa, Phys. Lett. A403, 127382 (2021).
[7] T. Yanagisawa et al., EPL 134, 27004 (2021).
[8] G. Deutscher, A. F. Santander-Syro, N. Bontemps: Phys. Rev. B 72, 092504 (2005).

 
 
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